Identity area
Reference code
Title
Date(s)
- 1996-1997 (Creation)
Level of description
Extent and medium
0.02 linear metres.
Context area
Name of creator
Biographical history
Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.
Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).
Repository
Archival history
GB 0074 LMA/4554 1996-1997 Collection 0.02 linear metres. Investment Management Regulatory Organisation Ltd
Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.
Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).
Records deposited by the Pensions Archive Trust in 2008.
This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.
LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.
Available for general access.
Copyright to this collection rests with the depositor.
English
Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm
Description compiled by Susan Gentles.
Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.
November 2010 to January 2011. Business management Business practice and regulation Information sources Documents Business records Finance Investment Management Investment Management Regulatory Organisation Ltd UK Western Europe Europe
Immediate source of acquisition or transfer
Records deposited by the Pensions Archive Trust in 2008.
Content and structure area
Scope and content
This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.
Appraisal, destruction and scheduling
Accruals
System of arrangement
LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.
Conditions of access and use area
Conditions governing access
Available for general access.
Conditions governing reproduction
Copyright to this collection rests with the depositor.
Language of material
- English
Script of material
- Latin
Language and script notes
English
Physical characteristics and technical requirements
Finding aids
Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm
Allied materials area
Existence and location of originals
Existence and location of copies
Related units of description
Notes area
Alternative identifier(s)
Access points
Subject access points
Place access points
Name access points
Genre access points
Description control area
Description identifier
Institution identifier
Rules and/or conventions used
Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.
Status
Level of detail
Dates of creation revision deletion
Language(s)
- English