Collectie GB 0074 LMA/4554 - INVESTMENT MANAGEMENT REGULATORY ORGANISATION LIMITED

Identificatie

referentie code

GB 0074 LMA/4554

Titel

INVESTMENT MANAGEMENT REGULATORY ORGANISATION LIMITED

Datum(s)

  • 1996-1997 (Vervaardig)

Beschrijvingsniveau

Collectie

Omvang en medium

0.02 linear metres.

Context

Naam van de archiefvormer

Biografie

Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.

Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).

archiefbewaarplaats

Geschiedenis van het archief

GB 0074 LMA/4554 1996-1997 Collection 0.02 linear metres. Investment Management Regulatory Organisation Ltd

Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.

Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).

Records deposited by the Pensions Archive Trust in 2008.

This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.

LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.

Available for general access.

Copyright to this collection rests with the depositor.

English

Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm

Description compiled by Susan Gentles.

Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.

November 2010 to January 2011. Business management Business practice and regulation Information sources Documents Business records Finance Investment Management Investment Management Regulatory Organisation Ltd UK Western Europe Europe

Directe bron van verwerving of overbrenging

Records deposited by the Pensions Archive Trust in 2008.

Inhoud en structuur

Bereik en inhoud

This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.

Waardering, vernietiging en slectie

Aanvullingen

Ordeningstelsel

LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.

Voorwaarden voor toegang en gebruik

Voorwaarden voor raadpleging

Available for general access.

Voorwaarden voor reproductie

Copyright to this collection rests with the depositor.

Taal van het materiaal

  • Engels

Schrift van het materiaal

  • Latijn

Taal en schrift aantekeningen

English

Fysieke eigenschappen en technische eisen

Toegangen

Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm

Verwante materialen

Bestaan en verblifplaats van originelen

Bestaan en verblijfplaats van kopieën

Related units of description

Related descriptions

Aantekeningen

Alternative identifier(s)

Trefwoorden

Geografische trefwoorden

Naam ontsluitingsterm

Genre access points

Beschrijvingsbeheer

Identificatie van de beschrijving

Identificatiecode van de instelling

London Metropolitan Archives

Toegepaste regels en/of conventies

Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.

Status

Niveau van detaillering

Verwijdering van datering archiefvorming

Taal (talen)

  • Engels

Schrift(en)

    Bronnen

    Voorwaarden voor raadpleging en gebruik