Identificatie
referentie code
Titel
Datum(s)
- 1996-1997 (Vervaardig)
Beschrijvingsniveau
Omvang en medium
0.02 linear metres.
Context
Naam van de archiefvormer
Biografie
Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.
Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).
archiefbewaarplaats
Geschiedenis van het archief
GB 0074 LMA/4554 1996-1997 Collection 0.02 linear metres. Investment Management Regulatory Organisation Ltd
Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.
Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).
Records deposited by the Pensions Archive Trust in 2008.
This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.
LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.
Available for general access.
Copyright to this collection rests with the depositor.
English
Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm
Description compiled by Susan Gentles.
Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.
November 2010 to January 2011. Business management Business practice and regulation Information sources Documents Business records Finance Investment Management Investment Management Regulatory Organisation Ltd UK Western Europe Europe
Directe bron van verwerving of overbrenging
Records deposited by the Pensions Archive Trust in 2008.
Inhoud en structuur
Bereik en inhoud
This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.
Waardering, vernietiging en slectie
Aanvullingen
Ordeningstelsel
LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.
Voorwaarden voor toegang en gebruik
Voorwaarden voor raadpleging
Available for general access.
Voorwaarden voor reproductie
Copyright to this collection rests with the depositor.
Taal van het materiaal
- Engels
Schrift van het materiaal
- Latijn
Taal en schrift aantekeningen
English
Fysieke eigenschappen en technische eisen
Toegangen
Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm
Verwante materialen
Bestaan en verblifplaats van originelen
Bestaan en verblijfplaats van kopieën
Related units of description
Aantekeningen
Alternative identifier(s)
Trefwoorden
Onderwerp trefwoord
Geografische trefwoorden
Naam ontsluitingsterm
Genre access points
Beschrijvingsbeheer
Identificatie van de beschrijving
Identificatiecode van de instelling
Toegepaste regels en/of conventies
Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.
Status
Niveau van detaillering
Verwijdering van datering archiefvorming
Taal (talen)
- Engels