Área de identidad
Código de referencia
Título
Fecha(s)
- 1996-1997 (Creación)
Nivel de descripción
Volumen y soporte
0.02 linear metres.
Área de contexto
Nombre del productor
Historia biográfica
Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.
Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).
Institución archivística
Historia archivística
GB 0074 LMA/4554 1996-1997 Collection 0.02 linear metres. Investment Management Regulatory Organisation Ltd
Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.
Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).
Records deposited by the Pensions Archive Trust in 2008.
This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.
LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.
Available for general access.
Copyright to this collection rests with the depositor.
English
Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm
Description compiled by Susan Gentles.
Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.
November 2010 to January 2011. Business management Business practice and regulation Information sources Documents Business records Finance Investment Management Investment Management Regulatory Organisation Ltd UK Western Europe Europe
Origen del ingreso o transferencia
Records deposited by the Pensions Archive Trust in 2008.
Área de contenido y estructura
Alcance y contenido
This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.
Valorización, destrucción y programación
Acumulaciones
Sistema de arreglo
LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.
Área de condiciones de acceso y uso
Condiciones de acceso
Available for general access.
Condiciones
Copyright to this collection rests with the depositor.
Idioma del material
- inglés
Escritura del material
- latín
Notas sobre las lenguas y escrituras
English
Características físicas y requisitos técnicos
Instrumentos de descripción
Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm
Área de materiales relacionados
Existencia y localización de originales
Existencia y localización de copias
Unidades de descripción relacionadas
Área de notas
Identificador/es alternativo(os)
Puntos de acceso
Puntos de acceso por materia
Puntos de acceso por lugar
Puntos de acceso por autoridad
Tipo de puntos de acceso
Área de control de la descripción
Identificador de la descripción
Identificador de la institución
Reglas y/o convenciones usadas
Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.
Estado de elaboración
Nivel de detalle
Fechas de creación revisión eliminación
Idioma(s)
- inglés