Colección GB 0074 LMA/4554 - INVESTMENT MANAGEMENT REGULATORY ORGANISATION LIMITED

Área de identidad

Código de referencia

GB 0074 LMA/4554

Título

INVESTMENT MANAGEMENT REGULATORY ORGANISATION LIMITED

Fecha(s)

  • 1996-1997 (Creación)

Nivel de descripción

Colección

Volumen y soporte

0.02 linear metres.

Área de contexto

Nombre del productor

Historia biográfica

Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.

Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).

Institución archivística

Historia archivística

GB 0074 LMA/4554 1996-1997 Collection 0.02 linear metres. Investment Management Regulatory Organisation Ltd

Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.

Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).

Records deposited by the Pensions Archive Trust in 2008.

This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.

LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.

Available for general access.

Copyright to this collection rests with the depositor.

English

Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm

Description compiled by Susan Gentles.

Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.

November 2010 to January 2011. Business management Business practice and regulation Information sources Documents Business records Finance Investment Management Investment Management Regulatory Organisation Ltd UK Western Europe Europe

Origen del ingreso o transferencia

Records deposited by the Pensions Archive Trust in 2008.

Área de contenido y estructura

Alcance y contenido

This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.

Valorización, destrucción y programación

Acumulaciones

Sistema de arreglo

LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.

Área de condiciones de acceso y uso

Condiciones de acceso

Available for general access.

Condiciones

Copyright to this collection rests with the depositor.

Idioma del material

  • inglés

Escritura del material

  • latín

Notas sobre las lenguas y escrituras

English

Características físicas y requisitos técnicos

Instrumentos de descripción

Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm

Área de materiales relacionados

Existencia y localización de originales

Existencia y localización de copias

Unidades de descripción relacionadas

Descripciones relacionadas

Área de notas

Identificador/es alternativo(os)

Puntos de acceso

Puntos de acceso por lugar

Puntos de acceso por autoridad

Tipo de puntos de acceso

Área de control de la descripción

Identificador de la descripción

Identificador de la institución

London Metropolitan Archives

Reglas y/o convenciones usadas

Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.

Estado de elaboración

Nivel de detalle

Fechas de creación revisión eliminación

Idioma(s)

  • inglés

Escritura(s)

    Fuentes

    Área de Ingreso