Zone d'identification
Cote
Titre
Date(s)
- 1996-1997 (Création/Production)
Niveau de description
Étendue matérielle et support
0.02 linear metres.
Zone du contexte
Nom du producteur
Notice biographique
Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.
Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).
Dépôt
Histoire archivistique
GB 0074 LMA/4554 1996-1997 Collection 0.02 linear metres. Investment Management Regulatory Organisation Ltd
Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.
Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).
Records deposited by the Pensions Archive Trust in 2008.
This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.
LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.
Available for general access.
Copyright to this collection rests with the depositor.
English
Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm
Description compiled by Susan Gentles.
Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.
November 2010 to January 2011. Business management Business practice and regulation Information sources Documents Business records Finance Investment Management Investment Management Regulatory Organisation Ltd UK Western Europe Europe
Source immédiate d'acquisition ou de transfert
Records deposited by the Pensions Archive Trust in 2008.
Zone du contenu et de la structure
Portée et contenu
This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.
Évaluation, élimination et calendrier de conservation
Accroissements
Mode de classement
LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.
Zone des conditions d'accès et d'utilisation
Conditions d'accès
Available for general access.
Conditions de reproduction
Copyright to this collection rests with the depositor.
Langue des documents
- anglais
Écriture des documents
- latin
Notes de langue et graphie
English
Caractéristiques matérielle et contraintes techniques
Instruments de recherche
Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm
Zone des sources complémentaires
Existence et lieu de conservation des originaux
Existence et lieu de conservation des copies
Unités de description associées
Zone des notes
Identifiant(s) alternatif(s)
Mots-clés
Mots-clés - Sujets
Mots-clés - Lieux
Mots-clés - Noms
Mots-clés - Genre
Zone du contrôle de la description
Identifiant de la description
Identifiant du service d'archives
Règles et/ou conventions utilisées
Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.
Statut
Niveau de détail
Dates de production, de révision, de suppression
Langue(s)
- anglais