Zona de identificação
Código de referência
Título
Data(s)
- 1996-1997 (Produção)
Nível de descrição
Dimensão e suporte
0.02 linear metres.
Zona do contexto
Nome do produtor
História biográfica
Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.
Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).
Entidade detentora
História do arquivo
GB 0074 LMA/4554 1996-1997 Collection 0.02 linear metres. Investment Management Regulatory Organisation Ltd
Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.
Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).
Records deposited by the Pensions Archive Trust in 2008.
This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.
LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.
Available for general access.
Copyright to this collection rests with the depositor.
English
Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm
Description compiled by Susan Gentles.
Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.
November 2010 to January 2011. Business management Business practice and regulation Information sources Documents Business records Finance Investment Management Investment Management Regulatory Organisation Ltd UK Western Europe Europe
Fonte imediata de aquisição ou transferência
Records deposited by the Pensions Archive Trust in 2008.
Zona do conteúdo e estrutura
Âmbito e conteúdo
This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.
Avaliação, seleção e eliminação
Incorporações
Sistema de arranjo
LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.
Zona de condições de acesso e utilização
Condições de acesso
Available for general access.
Condiçoes de reprodução
Copyright to this collection rests with the depositor.
Idioma do material
- inglês
Sistema de escrita do material
- latim
Notas ao idioma e script
English
Características físicas e requisitos técnicos
Instrumentos de descrição
Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm
Zona de documentação associada
Existência e localização de originais
Existência e localização de cópias
Unidades de descrição relacionadas
Zona das notas
Identificador(es) alternativo(s)
Pontos de acesso
Pontos de acesso - Assuntos
Pontos de acesso - Locais
Pontos de acesso - Nomes
Pontos de acesso de género
Zona do controlo da descrição
Identificador da descrição
Identificador da instituição
Regras ou convenções utilizadas
Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.
Estatuto
Nível de detalhe
Datas de criação, revisão, eliminação
Línguas e escritas
- inglês